List the securities exempt from registration with the SEC
What will be an ideal response?
Certain securities are exempt from registration with the SEC. They include:
a. Securities issued by any government in the United States.
b. Short-term notes and drafts that have a maturity date that does not exceed nine months.
c. Securities issued by nonprofit issuers, such as religious institutions, charitable institutions, and colleges and universities.
d. Securities of financial institutions that are regulated by the appropriate banking authorities.
e. Insurance and annuity contracts issued by insurance companies.
f. Stock dividends and stock splits.
g. Securities issued in a corporate reorganization in which one security is exchanged for another security.
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