Whenever the Commission revokes or suspends a license, the Commission may:
A. Fine the licensee up to $10,000.
B. Publish the name of such licensee on its' official website
C Refund any unused portion of the licensee's fees.
D. Allow the licensee to keep their "pocket card."
Answer: B. Publish the name of such licensee on its' official website
Business
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Refer to Instruction 13.1. At an average price of €60/share, how many shares of stock will the investor be able to purchase?
A) 8333 shares B) 6410 shares C) 6173 shares D) 10,833 shares
Business
The New York Stock Exchange is an example of a primary market
Indicate whether the statement is true or false
Business