Which of the following most likely is a violation of federal securities law regarding communications before and during registered securities offerings?
A. A well-known seasoned issuer makes an oral offer 10 days after filing a registration statement with the SEC.
B. An unseasoned issuer publishes its regularly released forward-looking information 15 days before filing a registration statement with the SEC.
C. A seasoned issuer files hard-copy documents with the SEC that include its registration statement and prospectus.
D. An issuer files a free-writing prospectus a day after filing a registration statement.
Answer: C. A seasoned issuer files hard-copy documents with the SEC that include its registration statement and prospectus.
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