A prospectus is a written disclosure provided with the registration statement that helps the SEC to evaluate the financial risk of an investment

The General Standards Rule does not require a member to

a. Complete all engagements with professional competence b. Plan and supervise adequately the performance of professional services c. Obtain sufficient relevant data to afford a reasonable basis for all conclusions d. Provide assurance about prospective financial statements

A(n) ________ trade area is a site where a sufficient number of stores already exist and the retailer believes it can compete successfully by going head-to-head with the competition

A) overstored B) secondary C) primary D) saturated E) understored