The provisions of the Securities Exchange Act of 1934 include all of the following except the
A. Requirement that firms offering securities for public sale to file a registration statement and provide a prospectus to potential investors.
B. Registration of securities listed on national exchanges.
C. Regulation of proxy solicitations for the election of directors or for approval of other corporate actions.
D. Required disclosure of pertinent information in tender offer solicitations.
Answer: A. Requirement that firms offering securities for public sale to file a registration statement and provide a prospectus to potential investors.
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a. $120,000 b. $240,000 c. $117,000 d. $234,000
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Indicate whether the statement is true or false