Which of the following provisions of legislation to deal with conflicts of interest does not increase the flow of information in financial markets?
A) Requiring a firm's chief officers to certify its financial statements and other disclosures
B) Requiring investment banks to make their analysts' recommendations public
C) Requiring disclosure of off-balance-sheet transactions
D) Increasing resources available to the Securities and Exchange Commission to supervise financial markets
D
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By what point in a transaction must you disclose your agency status in writing?
a. closing b. when first meeting any potential party to the transaction c. whenever performing any agency duties d. before a party signs an offer in the transaction
A commodity raw material that comes from Africa, is refined in Asia, is shipped to South America for finishing, and finally is transported to the Middle East and then sold around the world mimics products marketed by:
A) Exxon. B) McDonald's. C) Caterpillar. D) IKEA. E) Sears.