Which of the following is a correct statement regarding enforcement of the FCPA?
A) The SEC cannot investigate alleged FCPA violations.
B) The SEC cannot bring civil charges under the FCPA's bribery provisions.
C) The SEC refers criminal cases to the U.S. Justice Department for prosecution.
D) The SEC tries FCPA criminal cases internally, pursuant to the prosecutorial mandate assigned the commission under the act.
C
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Which of the following is not a division of the S.E.C.?
A) The Division of Fraud Investigation B) The Division of Corporate Finance C) The Division of Market Regulation D) The Division of Investment Management E) The Division of Enforcement
During the economic downturn that occurred between the fall of 2007 and spring of 2009, stocks declined in price. This period is known as a(n)
A) hare market. B) tortoise market. C) bull market. D) bear market.