A broker is required to exercise reasonable supervision over the activities of his salespersons, which includes
A. establishing rules and filing documents
B. handling trust funds, advertising services, and familiarizing salespersons on discrimination laws.
C. all of these
D. merely having a written contract that states the responsibilities of the parties
Answer: C. all of these
Business
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An unhappy customer is most likely to complain to:
A) the salesperson B) the sales manager C) government agencies D) potential customers E) competing firms
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SOX suggested the fraud hotline as a mechanism for employees to report fraud and abuse
Indicate whether the statement is true or false.
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