What is a registration statement?
A. A statement that must be filed with the SEC before a company can begin an initial offering of securities to the public.
B. A required filing with the SEC before a large amount of stock can be obtained by an inside party.
C. An annual filing made with the SEC.
D. A filing made by a company with the SEC to indicate that a significant change has occurred
Ans: A. A statement that must be filed with the SEC before a company can begin an initial offering of securities to the public.
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An LLC may be formed when One person files articles of organization with the appropriate secretary of state. Two or more persons file articles of organization with the appropriate secretary of state.
A. I only. B. II only. C. I and II. D. Neither I nor II.
IRA funds may be invested in all of the following except one. Which one?
A) Life insurance B) Real estate C) Foreign stocks D) State bonds