Under the Securities Act of 1933, an issuer that makes an initial offering of securities must give a prospectus to each potential investor. Which of the following violates federal securities laws and regulations?
A. The prospectus is not physically delivered.
B. An issuer continues to publish forward-looking information.
C. Any issuer may communicate a free-writing prospectus at any time.
D. Any issuer may continue to communicate fact-based business information not intended for investment purposes.
Answer: C. Any issuer may communicate a free-writing prospectus at any time.
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All of the following are options in which to treat sampling frame error EXCEPT:
A) the population can be redefined in terms of the sampling frame. B) the representativeness of the research frame can be verified during the data collection process. C) the data can be statistically adjusted by weighing under- or overrepresented segments to achieve a more representative sample. D) B and C E) A, B and C represent options to treat sampling frame error.
The closer a product is to the tangible pole of the service continuum, the ________
A) more emphasis there is on perishability B) less emphasis there is on environmental factors C) more emphasis there is on inseparability D) more emphasis there is on credence qualities E) less emphasis there is on service