The Commission may censure, suspend, revoke, and fine any licensee found in violation of license law.

a. true
b. false

Answer: a. true

Business

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Which of the following must be provided to every potential buyer of a new security?

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The CEO of a pharmaceutical company asks you assess the company's adherence to laws governing television ads for prescription drugs. The CEO has requested a(n)

A) personal activity report. B) policy implementation report. C) compliance report. D) operating report. E) business plan.

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