The unauthorized use of a credit card can result in criminal charges
a. True
b. False
Indicate whether the statement is true or false
True
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As a requirement of investing in a particular business investment, your customer has just signed a statement attesting to his annual income, net worth, and affirming that the risks associated with the investment are understood. The signed statement, once submitted with the intended investment amount, will either be approved or disapproved. Approval allows the investor to subscribe to the investment. Which of the following investments would have such a requirement?
A) A variable annuity B) A special situation fund C) A direct participation program D) A collateralized mortgage obligation
You are a financial advisor whose client is concerned about losing his investment if a company goes out of business. Which of the following do you advise the client to buy?
(A) Income stock (B) Common stock (C) Preferred stock (D) Growth stock