Maintaining equipment in the reprographics center is an effective means of helping control the costs of the operation
Indicate whether the statement is true or false.
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LPCO intends to sell securities. It is organized in the state where it carries on all of its business activities. If LPCO offers the securities in reliance on Rule 147, which of the following is a violation of federal securities laws and regulations?
A. LPCO makes unlimited offers to nonresidents. B. The offering exceeds $5 million. C. Interstate distribution is prevented. D. The number of purchasers exceeds 100.
Which of the following is true of state securities laws?
A) They are also referred to as "clear sky" laws. B) They require that securities be registered with federal authorities only. C) Securities are only regulated by state laws. D) They regulate securities purchased and sold in intrastate commerce.