Which one of the following statements about stockbrokers is correct?
A) Stockbrokers act as dealers in the securities they trade.
B) Stockbrokers must be licensed by the Securities and Exchange Commission.
C) Stockbrokers are regulated by financial consultants.
D) Stockbrokers execute trades on the floor of the New York Stock Exchange on behalf of account executives.
Answer: B
Business
You might also like to view...
Which of the following italicized words is an adjective?
A) too dark B) silent movie C) into the theater D) badly missed E) paid in full
Business
________ consists of isolated transactions executed by individual public officials that abuse their office
A) Bureaucratic corruption B) Earnings stripping C) Grand corruption D) Influence peddling
Business