Under the Sarbanes-Oxley Act of 2002 there is statutory protection for “whistleblowers.” In order to be covered by this law the employer of the whistleblower must meet the following criteria:

A. Selling goods to businesses outside of the United States.
B. Be a part of the federal government (ie, federal government employer)
C. Be a part of a state government (ie., state government employer)
D. Be a private company whose shares are publicly traded
E. Have more than 100 employees

Answer: D. Be a private company whose shares are publicly traded

Business

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The published analysis and recommendations of an individual brokerage firm is called a

A) prospectus. B) comparative data source. C) back-office research report. D) broker's subscription report.

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