A bond issue floated by a U.S. company in dollars in London, Luxembourg, and Switzerland by a syndication of bonds is an example of a ________

Which one of the following statements is correct?

a. NASDAQ has more listed stocks that does the NYSE b. The NYSE is a dealer market c. NASDAQ is an auction market d. NASDAQ has the most stringent listing requirements of an US exchanged e. The trading floor for NASDAQ is located in Chicago

Within the meaning of the Securities Act of 1933 and the Securities Exchange Act of 1934, an accountant deemed to be independent with regard to a specific entity must

I. Confirm in writing its independence from the audit client II. Have no relationship with the audit client III. Discuss its independence with the audit committee a. I and II only b. I and III only c. II and III only d. I, II, and III