Which bank regulatory agency has the sole regulatory authority over bank holding companies?
A) The Federal Deposit Insurance Corporation
B) The Comptroller of the Currency
C) The Federal Bank Holding Company Agency
D) The Federal Reserve System
D
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Under the Sarbanes-Oxley Act of 2002, audit reports to audit committees are required to include which information about the auditee's accounting practices?
A. Accounting treatments preferred by the internal auditors. B. Correcting adjustments. C. All accounting principles applied. D. Material alternative treatments of financial information discussed with management.
Which of the following is the nonpersonal presentation and promotion of ideas, goods, or services by an identified sponsor using the mass media?
A) direct marketing B) sales promotion C) public relations D) advertising E) direct selling