All of the following are exempt from registration under the 1933 Act except:
a. government bonds.
b. securities issued by for-profit medical facilities.
c. notes with a maturity of not more than nine months when issued for working capital.
d. state-regulated insurance company annuities.
b
Business
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A registration statement must contain:
A) The securities being offered for sale. B) The registrant's business. C) Pending litigation. D) All of the above.
Business
The ________ that attempted to separate commercial from investment banking practices by banks in the U.S. has been dismantled in recent years
A) U.S. Securities Exchange Commission B) Maastricht Treaty C) Shelf Registration Act D) Glass-Steagall Act
Business