List three of the seven elements of a compliance program
What will be an ideal response?
Answer:
? Develop and distribute written standards of conduct, policies, and procedures that address specific areas of potential fraud.
? Designate a high-level manager to be the chief compliance officer who oversees compliance activities.
? Develop and implement education and training for employees.
? Establish a process for reporting exceptions.
? Develop an internal system to respond to accusations or reports of improper activities, and implement disciplinary measures when appropriate.
? Develop of an audit and monitoring system.
? Investigate and correct system-wide problems and the develop policies regarding employment or retention of sanctioned individuals.
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a. Birth injury b. Direct blows to the shoulder c. Automobile accident d. All of the above
Understanding a program or policies in need of change is ________
A) Done at the beginning B) Done after the program is implemented C) Never a requirement of change D) Always done by the change agent E) None of the above