Pix Corp. is making a $60 million stock offering. Pix wants the offering exempt from registration under the Securities Act of 1933. Which of the following provisions of the act would Pix have to comply with for the offering to be exempt?

A listing agent begins giving suggestions regarding an offer amount to some prospective buyers at an open house without explaining that she is representing the sellers. Which of the following statement is not true?

a. the agent has not violated any duties because she is not performing Real Estate Services for the buyers. b. the agent is not acting in accordance with her agency status. c. the agent may not be considered an undisclosed dual agent. d. the agent could be sued by both the buyer and the sellers

The key feature of a combined introduction and executive summary is a statement of _____________

a. intent b. purpose c. context and data d. major conclusions and recommendations