________ refers to all manufacturers, distributors, wholesalers, retailers, lessors, and subcomponent manufacturers involved in a transaction

A sole proprietor who closes an office and goes to work at a different brokerage firm would need to turn over all the files to the new employing broker to hold for 4 years.

a. true b. false

Underwriter generally places non-solicitation advertisements in the Wall Street Journal and/or other important newspapers notifying the public of the availability of an issue. These are called _____

a. tombstone ads b. headstone ads c. notifications of availability d. bond issue schedules