A broker for a corporation who also wants to conduct a separate brokerage business must
A. sell her corporate stock.
B. obtain a separate broker's license.
C. operate through another licensee.
D. return the corporate license to the commissioner.
Answer: B. obtain a separate broker's license.
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Moody's and Standard and Poor's are agencies that
A) help investors collect when corporations default on their bonds. B) advise municipal bond issuers on the tax exempt status of their bonds. C) produce information about the probability of default on corporate bonds. D) maintain liquid markets for corporate bonds.
When measuring invested capital for purposes of calculating return on investment, managers in practice predominantly use ________
A) net book value at current cost B) net book value at historical cost C) gross book value at historical cost D) gross book value at replacement cost