Amendments to the Securities Exchange Act in 1975 required any exchange or over-the-counter market to ________
A) register each individual market transaction with the Securities and Exchange Commission
B) obtain advance approval from the Securities and Exchange Commission prior to any rule changes
C) report profits and losses to the Securities and Exchange Commission on a monthly basis
D) cease all trading activity in times of severe recession
B
Business
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Which of the following shows the location and hierarchy of the information in the report?
A) Appendixes B) Executive summary C) Table of contents D) Letter of transmittal E) Index
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The rule of necessity states that an agency may render a final binding decision orally
when a time-sensitive issue is being decided. a. True b. False
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