Which of the following is not an SEC rule?
a. Analysts at a securities firm underwriting an IPO cannot promote the new stock for the first 40 days after the IPO.
b. An analyst's compensation should be directly aligned with the amount of business that the analyst brings to the securities firm.
c. Analysts cannot be supervised by the investment banking department within the securities firm
d. When rating a security, an analyst must divulge any recent investment banking business provided by the analyst's securities firm to the firm that issued the security.
b
Business
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The wording and ordering of questions is not an important consideration in survey design
Indicate whether the statement is true or false
Business
What event contributed most to the increased need for telecommunications salespeople?
A) deregulation of telephone service B) anti-trust suits brought against the telecommunications industry C) financial improprieties in the telecommunications industry D) creation of a national regulatory committee for telephone service E) development of voice-over-IP (VOIP) technologies
Business